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REVIEW
Therapeutic Topics
A look at the
DRY EYE AND OCULAR ALLERGY ARE both conditions that can and often do cause
Mark B. Abelson, MD, and Russell Anderson
varieties of this
ocular surface irritation in those patients that
North Andover, Mass.
suffer from them. Roughly 11 to 22 percent
common agent
of the American population is estimated to
or other formulation with the ability to enhance
have signs and symptoms of dry eye,1 while
ocular surface lubricity, easing the wear and
and how they can another 20 percent or more experience some
tear on the ocular surface caused by a lid dur-
form of ocular allergy.2 The symptoms pro-
ing the blink process. Also, the often mucilagi-
help soothe
duced by epithelial desiccation or other sur-
nous makeup of demulcents provides them
face irritation can greatly affect quality of life
with a water-binding capacity that can help
for afflicted patients. Formulations used to
keep the ocular epithelium hydrated.
combat these symptoms generally turn to a
The U.S. Food and Drug Administration rec-
group of compounds with a name dating back
ognizes six categories of ophthalmic demul-
to when our field was a guild, not a profession.
cents, with each category containing one or
They turn to the class of soothing agents
more compounds: cellulose derivatives; dextran
called demulcents. Although the term is
70; gelatin; liquid polyols; polyvinyl alcohol and
ancient, the average clinician's understanding
povidone. Cellulose derivatives and polyols are
of demulcents is minimal.
the demulcents most frequently used as active
The term demulcent is often used rather
or supplementary components of new tear sub-
loosely—an agent with demulcent properties is
stitutes. Every compound in the U.S. FDA
one that soothes inflamed or otherwise irritated
monograph of ophthalmic agents that appears
areas of the epithelium. More specifically, a
in the
Code of Federal Regulations is assigned a
demulcent usually accomplishes this symptom
range of concentration—a demulcent con-
amelioration by targeting and protecting mucus
tained in a tear substitute must remain within
membranes with its oily or mucilaginous con-
this range in order for the eye drop to be al-
sistency. Falling under the more general head-
lowed by the FDA as an over-the-counter for-
ing of "lenitives" (substances providing any sort
mulation.3 In some cases these concentration
of relief from pain or discomfort), demulcents
ranges have not been arrived at empirically—
should not be confused with emollients—the
there are no dose-response curves supporting
latter provide a similar soothing action for in-
the ranges. It is acceptable for an ophthalmic
ternal surfaces, while demulcents are agents ex-
preparation to contain up to three mono-
clusively providing alleviation of external dis-
graphed demulcents of any type, and in some
cases, as with dextran 70, combination with
Most commonly incorporated in artificial
another demulcent is required. One or more
tears used to manage dry eye, ophthalmic de-
(again, up to three) demulcents may additional-
mulcents are usually expected to lubricate, as
ly be combined with either a single ophthalmic
well as soothe, the ocular surface. In fact, the
vasoconstrictor or a vasoconstrictor/astringent
term "lubricant" is used interchangeably with
combination to yield a formulation with multi-
"demulcent" when labeling ophthalmic prod-
ple ingredients with different actions. This has
ucts. A demulcent can imbue an artificial tear
become more common recently, as evidence
122_RPK6_TTopics 10/23/06 12:16 PM Page 123
continues to suggest the benefit of in-
patients with only early-stage signs
ing as a wetting and lubricating agent
corporating demulcents into products
and symptoms of dry eye, and there-
in several cases of small-gauge cata-
that target ocular allergy; they have
fore it contains only the lowest possi-
ract surgery.
(Pruzon J, et al. IOVS
traditionally been used more in artifi-
ble concentration of HPMC (0.2%).
2006;47: ARVO E-Abstract 686)
cial tears for chronic and acute dry
GenTeal products aimed at more
CMC is a common demulcent that
eye, contact lens care solutions and
advanced dry-eye sufferers contain a
can be used to increase the viscosity of
similar formulations. The four cate-
0.3% HPMC concentration. Drops
an ophthalmic formulation, though at
the risk of making
mulcents that may
an eye drop cause
these preparations
can differ in many
a very high molec-
stance, in terms of
0.2 – 2.5 %
0.2 – 2.5 %
active agent in the
0.2 – 2.5 %
Refresh (Allergan)
mentation, though
0.2 – 2.5 %
line of artificial
Dextran 70
0.1 % (when used with another
polymeric demulcent agent in
irritation is the
concentrations in
signed for early-
0.2 – 1 %
stage dry-eye suf-
Polyethylene glycol 300
0.2 – 1 %
ferers. That con-
Polyethylene glycol 400
0.2 – 1 %
centration is dou-
0.2 – 1 %
d e r i v a t i v e s .
0.2 – 1 %
Refresh Liquigel,
0.1 – 4 %
0.1 – 2 %
cous tear substi-
tutes in recent years. In addition to
containing HPMC can be formulated
offer greater relief for dry-eye signs
providing a transient palliative effect
as oil-in-water emulsions, and the mu-
and symptoms for patients with more
on surface irritation, they can be used
coadhesive properties of the polymer
advanced cases. TheraTears (Ad-
to enhance the viscosity of a prepara-
in combination with an oil can help
vanced Vision Research) is an artificial
tion to theoretically increase residence
supplement both the mucin and lipid
tear that contains a lower, 0.25% con-
time. The most notable and widely
components of the tear film.4 Ac-
centration of CMC, making for a
used demulcents of this class include
cording to a study presented at the
more free-flowing drop. In addition to
Southeastern Council of Optometry
CMC and HPMC, other cellulose
(CMC) and hydroxypropyl methylcel-
meeting, HPMC is also a popular
derivative monographed demulcents
lulose (HPMC). All monographed cel-
component of contact lens solutions
include similar polymers: hydroxyethyl
lulose derivatives are allowable in
due to its water-retentive abilities and
cellulose and methylcellulose.
over-the-counter ophthalmic formula-
a molecular structure that prevents it
• Dextran 70. This is a high-mole-
tions in concentrations between 0.2%
from penetrating the lens itself.
cular-weight polysaccharide that con-
and 2.5%. HPMC is found in, among
These properties allow for other ap-
stitutes its own category of demulcent.
other products, the GenTeal (No-
plications. In a recent study, an
A primarily safe compound that finds
vartis) line of artificial tears. GenTeal
HPMC-containing gel formulation
many applications that are medical,
Mild is an artificial tear intended for
maintained corneal clarity while serv-
commercial and even veterinary in
122_RPK6_TTopics 10/23/06 12:16 PM Page 124
REVIEW
Therapeutic Topics
nature, dextran is only capable of en-
most notable application of these in
polysorbate 80, which is usually incor-
hancing the demulcent qualities of an
current ophthalmic products is the
porated into oil emulsion drops such
over-the-counter formulation when
inclusion of propylene glycol 0.3%
as Soothe (Alimera Sciences) and
used in combination with another
(PG) and polyethylene glycol 400
Refresh Endura (Allergan). Oil emul-
monographed demulcent, usually
0.4% (PEG 400) in the aqueous tear
sions generally target the lipid layer of
HPMC. It is most notably incorporat-
Systane (Alcon) and the gel Systane
the tear film, which can become de-
ed into the Tears Naturale (Alcon)
Free. Because polyols are not as
pleted, particularly in those dry-eye
line of lubricant eye drops, in which
prone to increasing viscosity as cellu-
patients suffering from meibomian
0.3% HPMC and 0.1% dextran 70 act
lose derivatives, they may be used in
gland dysfunction. Both glycerin and
simultaneously to create a viscous and
polysorbate 80 are also included as
soothing drop. The number 70 refers
inactive ingredients in Restasis (Aller-
Both glycerin and
to the 70-kilodalton molecular weight
gan), the dry-eye prescription product
of the macromolecule—in the Tears
polysorbate 80 are
utilizing the active agent cyclosporine
Naturale formulation, this high molec-
A. Polyethylene glycol 300 (PEG 300)
included as inactive
ular weight of the dextran constituent
is the fifth and final monographed
helps allow for a relatively long, two-
ingredients in Allergan's
demulcent in the polyols category.
hour retention time for the drop.5
• Polyvinyl alcohol. PVA was one
Restasis, the dry-eye
Dextran 70 may only be used in a
of the original non-saline lubricants
0.1% concentration in monographed
included in artificial tears dating back
ophthalmic preparations.
using the active agent
to the 1980s. Effective as a solo or
• Gelatin. Though monographed
combinative agent, and allowable in
for use as an ophthalmic demulcent,
concentrations ranging from 0.1% to
gelatin is seldom included in oph-
4%, polyvinyl alcohol was a reliable
thalmic formulations for this purpose.
combination with a gelling agent. In
all-purpose lubricant for many years.
A more common ophthalmic applica-
the Systane line, this is accomplished
Although most new dry-eye formu-
tion of gelatin is in the form of intra-
with the inclusion of HP-Guar, which
lations opt for more viscous or lubri-
canalicular implants for inhibiting tear
combines with the two liquid demul-
cating demulcents, polyvinyl alcohol is
drainage in dry-eye patients. It is also
cents to form a cross-linked muco-
still a primary component in some hy-
an ingredient in some oral-delivery
mimetic layer that can help protect
potonic tear solutions such as AKWA
capsules intended to improve ocular-
the corneal surface and allow for
Tears (Akorn) and HypoTears (No-
surface or tear-film health through
epithelial self-repair.5 A comparative
vartis). In the former formulation it
delivery of components such as omega
study demonstrated that a tear substi-
acts alone, and in the latter it's com-
3 fatty acids.
tute containing PG and PEG 400 pro-
bined with PEG 400. Polyvinyl alco-
Even in the case of gelatinous tear
vided better lubricity than a tear con-
hol is also used in some soft contact
substitutes, the gel structure is not
taining HPMC, which in turn was
lens care products, and PVA hydrogels
attained through inclusion of gelatin
more effective at creating lubricity be-
have even been tested as contact lens
itself, but rather through a gelling
tween two moving surfaces than a
materials.7 In Murine Tears (Prestige
agent like HP-Guar, a high concentra-
product containing CMC.6
Brands), which targets dry eye, a 0.5%
tion of another demulcent or a car-
All of the polyhydric alcohol demul-
concentration of PVA acts in conjunc-
bopol-type gel. Gelatin is nevertheless
cents are allowable in concentrations
tion with another standard ophthalmic
a reliable viscosity agent for oph-
ranging from 0.2% to 1% in over-the-
lubricant, povidone (in a 0.6% con-
thalmic formulary purposes, and is
counter formulations. Glycerin is usu-
allowable in a 0.01% concentration in
ally used in 0.2% or 0.3% concentra-
• Povidone. This demulcent, also
over-the-counter products.
tions combined with other lubricants,
known as polyvinylpyrrolidone, has
• Liquid polyols. The fourth cate-
although in some instances it may be
numerous applications and, like dex-
gory of monographed ophthalmic
used as the only demulcent in a prod-
tran 70, is sometimes used medically
demulcents includes five different liq-
uct when thickly concentrated (1%
to expand blood plasma. More com-
uid polyols. Polyols are sugar-like
concentration). Another mono-
monly, povidone is combined with
hydrogenated carbohydrates that are
graphed demulcent often used in
iodine to form povidone-iodine com-
also called polyhydric alcohols. The
combination with other agents is
plex, a potent epithelial antiseptic that
122_RPK6_TTopics 10/23/06 1:01 PM Page 126
is capable of being used for topical ophthalmic antisepticpurposes. Povidone is a traditional monographed demul-cent, allowable in concentrations ranging from 0.1% to2%, and has recently seen positive results in a new capaci-ty—as a lubricating and soothing component in ocularanti-allergy drops.
A novel anti-allergy formulation, olopatadine 0.2%
(Alcon), contains the demulcent povidone. As comparedto Patanol (olopatadine 0.1%, Alcon), the increased con-centration in the reformulated drop gives it an impressive24-hour duration of action—allowing for once-a-day dos-ing—yet it retains safety and comfort levels comparable toPatanol.8 The inclusion of povidone has facilitated this suc-cess both by acting as a lubricating agent for those patientswith allergy and concomitant ocular surface damage, andby enhancing the solubility of olopatadine. This novel for-mulation of olopatadine, along with the anti-allergy dropazelastine (Optivar, MedPointe), which contains the lubri-cant HPMC, should help to pave the way for the incorpo-ration of demulcents into ocular anti-allergy products.
Ophthalmic demulcents are vital components of both
over-the-counter and prescription formulations used for
managing dry eye, allergy and for caring for contact lenses.
They may be used to thicken a drop or to lubricate the
epithelium, but they always contribute to soothing the
symptoms of surface irritation. Being familiar with the
classes of demulcents and their useful and allowable con-
centrations can help any clinician better treat or manage a
patient's condition. Knowledge is power, and with the
mystery surrounding demulcents now cleared up, you can
handle your patients' ocular discomfort more effectively.R
O
Dr. Abelson, an associate clinical professor of ophthal-
mology at Harvard Medical School and senior clinical sci-entist at Schepens Eye Research Institute, consults in oph-thalmic pharmaceuticals. Mr. Anderson is a medical writerat Ophthalmic Research Associates in North Andover.
1. Brewitt H, Sistani F. Dry eye disease: The scale of the problem. SurvOphthalmol 2001;45:199-201.
2. Abelson MB, Smith L, Chapin M. Ocular allergic disease: Mechanisms, dis-ease sub-types, treatment. Ocular Surface 2003;1:3:38-60.
3. Code of Federal Regulations. Title 21, Vol. 5, Sec. 349.12,349.3,349.6.
4. Rieger G. Lipid-containing eye drops: A step closer to natural tears.
Ophthalmologica 1990;201:4:206-212.
5. Palfalvi M, Kahan IL. Efficacy and retention time of a new tear substitute.
Acta Ophthalmol (Copenh) 1993;71:6:836-8.
6. Ubels JL, Clousing DP, Van Haitsma TA, et al. Pre-clinical investigation ofthe efficacy of an artificial tear solution containing hydroxypropyl-guar as agelling agent. Curr Eye Res 2004;28:6:437-44. 7. Hyon SH, Cha WI, Ikada Y, Kita M, Ogura Y, Honda Y. Poly(vinyl alcohol)hydrogels as soft contact lens material. J Biomater Sci Polym Ed. 1994;5:5:397-406.
8. Abelson MB, Gomes PJ, et al. Clinical efficacy of olopatadine hydrochlorideophthalmic solution 0.2% compared with placebo in patients with allergic con-junctivitis or rhinoconjunctivitis: A randomized, double-masked environmentalstudy. Clin Ther 2004;26:8:1237-1248.
Source: http://www.oradryeye.yousual.org/sites/default/files/ROOnov2006_Demystifying_Dumulcents.pdf
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