Capsugel.es2

Inhalation Technology 
A breath of fresh 
air in drug delivery!
Dr. Thilo Schmierer, Business Development ManagerCorinne Malica, Pharmaceutical Market Specialist
Inhalation Technology – A breath of fresh air in drug delivery!
approach. Generally, patients express preference for devices that are small, portable and easy to use whilst 
The inhalation route is a fast and effective way of 
always ensuring that an accurate dose is dispensed. 
delivering medication locally to the lungs and also 
From the company's point of view, the selected device 
for the systemic administration of certain agents. 
must meet stringent manufacturing requirements in 
Inhalation drug therapy is used extensively to treat 
terms of its robustness, efficiency and precision whilst 
respiratory conditions such as asthma and Chronic 
remaining environmentally friendly.
Obstructive Pulmonary Disease (COPD). Recently, it has been shown that pulmonary drug delivery could also be an effective route to deliver drugs to the systemic 
Inhalers – 
circulation thanks to the large surface area of the lungs 
opening up the airways in respiratory disease
with highly vascularised epithelia.1 Research is ongoing 
The burden of chronic respiratory diseases such as 
to develop inhalation systems to treat neurological 
asthma and COPD on patients is significant in both 
disorders, cystic fibrosis, pain management and to 
physical and psychological ways. Narrowing of the airways 
deliver vaccines. 
causes breathlessness which, during an acute attack, can lead to asphyxia and death if medication is not ad-
The Metered Dose Inhaler (MDI) is the original and most 
ministered rapidly. Even normal physical activity can be 
widely used device to deliver inhalation therapies. It uses 
exhausting, whilst smoke, al ergens, or even expressions 
pressurized gas to release its dose when activated by 
of emotion such as laughter or crying can trigger an 
the patient. More recently, the Dry Powder Inhaler (DPI) 
asthmatic attack or cause an exacerbation of COPD. Fear 
has been gaining popularity because it does not rely on 
of provoking an acute attack makes patients anxious, 
propel ant to deliver the medication and patients find it 
forcing them to limit their daily activities and making them 
convenient and easy to use.2 Other systems available 
completely reliant on their inhalation product. 
on the market include liquid droplet inhalers and nebulisers. When developing a new product, researchers 
"COPD is extremely disabling for me. 
can select either a standard inhaler device or decide to 
It's exhausting not being able to climb stairs 
develop a customized solution that is more tailored to 
without pausing between each floor." 
the requirements of their product and the particular 
Female COPD patient
"Asthma is a disease still considered as "easy 
Whatever solution is chosen by the company, the 
to manage". You just need to have the proper 
effectiveness of the technology will also depend on 
medication. However, living with it is a constant 
the ease of use and the patient's ability to administer 
handicap for all activities." 
his or her own medication. It is therefore essential 
Male asthma patient
that the device is designed using a patient-centered 
Easy to use
• To avoid additional stress during an acute attack• Simple treatment implies a less "serious" disease that is under control
• The device should not attract attention during administration • Small – it should fit into the palm of the hand• Unobtrusive style without bright colours to avoid appealing to children
• Should fit easily into a trouser or jacket pocket
• Remaining doses should be visible to allow the patient to anticipate 
when a new prescription will be required
Easy dose loading
• Should be possible to load dose into the device quickly and hygienically
Clean and hygienic
• Should be simple to protect and clean the mouthpiece
Separate device and doses
• To avoid additional costs and wastage
Figure 1: Key physical attributes for an inhaler delivery system



Inhalation Technology – A breath of fresh air in drug delivery!
General y, chronic respiratory patients are knowledgeable 
During the same study, experienced patients were 
about their disease and its treatment; they become 
asked to assess the relative merits of the main 
experts in juggling between different inhaler devices 
inhalation systems currently available: sprays, blisters 
for everyday use or crisis management and in adapting 
and capsules. Sprays have been on the market for 
their lifestyles, as wel as their medications, to meet the 
a long time and the metered dose inhaler (MDI) is 
demands of their il ness. Nevertheless, patients often 
the reference inhaler device. MDIs are prescribed 
feel embarrassed about appearing "sick" and being 
mainly for emergency use whilst dry powder inhalers 
stigmatized in the outside world where such diseases 
(blisters or capsules) tend to be preferred for everyday 
are poorly understood.2 This means that inhaler systems 
maintenance therapy (Figure 2).2
used to treat respiratory disease should not only be effective in delivering precise doses, they should also be 
Although sprays are small and simple to use, they do 
smal , discreet, easy to carry and easy to use. 
have some drawbacks: for instance there is no indicator for the number of remaining doses in the device so 
Recent market research highlighted various practical 
that in a life-threatening situation, like an acute asthma 
aspects mentioned by patients familiar with inhaler 
attack, the patient cannot check whether sufficient 
use.2 The men and women interviewed were between 
doses have been delivered. As sprays can discharge 
20 and 60 years old and were suffering from COPD or 
accidentally, the lack of dose counting is even more 
chronic asthma. They had all been using inhalers on a 
worrying. Also the mouthpiece tends to get dusty and 
regular basis for at least a year and had experienced at 
requires scrupulous cleaning. Finally, patients using 
least two different systems (blister, capsule or aerosol). 
MDIs need to carefully regulate their breathing to 
When questioned, the patients defined key design 
ensure that the full dose is inhaled. 
criteria for inhalers as straightforward dose loading, being able to clean and protect the mouthpiece, and 
Blister based inhalation devices are perceived as a 
that the device and the dose should be available 
more modern approach. These devices are easy to 
separately to avoid wastage (Figure 1).
load and to clean. However, their design is bigger and bulkier than other inhalers and the devices are more 
 "A ‘good' inhalation system for me is a 
conspicuous when used in public. 
system that is efficient (fast action) and easy to 
use, because when a crisis occurs a state 
Patients involved in the market research considered 
of ‘panic' can set in, and so there should 
capsule-based systems to be very effective in ensuring 
be no additional stress with a system that is 
precise dose measurement.2 There is less wastage 
complicated, and finally it should be correctly 
compared to blisters because the capsules and the 
dosed and well adapted to the degree 
device are available separately and the capsules are 
of asthma and the patient's pathology" 
biodegradable and hence environmental friendly. 
Loading is considered to be straightforward by the 
• Need for a quick, fast-acting, all-in-one ready
• Need for a safe, reliable, 
 to use solution, for all kinds of situations
 long-lasting system
• Patients seek immediate efficacy
• Need for a quick, fast-acting, all-in-one ready 
• Patients seek efficacy over the long-term
• Need for a safe, reliable, 
to use solution, for all kinds of situations
long-lasting system
• SIMPLICITY is valued
• SOPHISTICATED, ADDITIONAL FEATURES 
• Patients seek immediate efficacy
 like counting remaining doses are valued
• Patients seek efficacy over the long-term
• SIMPLICITY is valued
• SOPHISTICATED, ADDITIONAL FEATURES 
like counting remaining doses are valued
Figure 2: Comparison of inhalation systems: Patient perception influenced by device usage
Inhalation Technology – A breath of fresh air in drug delivery!
majority of patients although for some non-users 
Another indication for the use of DPIs is for the 
there is a perception that capsules could be more 
treatment of viral infections. Zanamivir® (Relenza®) 
from GSK is a neuraminidase inhibitor that is used for the treatment and prevention of influenza. It is 
Although MDIs are the market leader with 48% of retail 
formulated as a dry powder and packaged in four 5mg 
sales in Europe versus 39% for DPIs and only 13% for 
blisters on a Rotadisk® for inhalation via the Diskhaler®. 
nebulisers3, they are gradually losing their popularity to be replaced by technically superior and more eco-
In February 2010, Daiichi Sankyo filed a New Drug 
Application in Japan for its influenza drug CS-8958, which is delivered using Hovione's TwinCaps® inhaler. Applications are expected soon via Hovione's licensee 
Dry Powder Inhalers – 
Biota for Europe and the US markets.
not only for respiratory diseaseThe progress of DPI technology has created opportuni-
Proprietary DPI technology – 
ties in other therapeutic areas where systemic expo-
how to stand out from the crowd 
sure is required. Low dosed drugs and large molecules have been successfully delivered via the respiratory 
To take advantage of opportunities for inhalation drug 
tract for the treatment of systemic diseases. Potential 
delivery in both respiratory and systemic diseases, 
indications include pulmonary arterial hypertension, 
manufacturers of inhalation drug therapy are focusing 
neurological disorders such as Parkinson's, hereditary 
on the development of proprietary technology platforms 
diseases, and pain management including migraines 
for efficient development and manufacturing as well as 
to differentiate themselves from the competition. 
Inhaled drug therapy is an appealing option for patients 
Strategic decisions are primarily based on:
because of its painless and flexible administration 
• Cost efficiency
compared to injections. Compared to oral administration, 
• Patient acceptability
it has the advantage of a more rapid onset of action, 
• Development timelines
lower dosing, avoidance of first pass metabolism and 
• Patent protection of the proprietary solution 
potential y fewer side-effects (Figure 3).1
"We use a capsule-based system. We were granted 
a patent for a combination using HPMC capsules 
• Less drug could be required compared to oral 
and a capsule-based DPI device" 
R&D director, Pharmaceutical Company 
• Onset of action can be more rapid via 
The choice of the system can be made at a very early 
inhalation compared to the oral route 
stage before product development has begun. Input 
• Adverse effects are potentially less severe and 
is usual y sought from business development and 
marketing specialists to ensure that the proposed system 
• Drugs that are not absorbed orally can be 
is in line with market trends and wil meet customer 
delivered via the lung
needs. In early development stages, R&D works closely 
• Compared to injectable dosage forms, 
with management to look at product performance, 
inhaled drug therapy is painless and relatively 
feasibility and timing in addition to the cost of goods and 
comfortable for the patient which encourages 
the position of the new product within the company's 
pipeline and product portfolio. As the project moves ahead studies are required for formulation development, compatibility and stability, feasibility and scaling up as 
Figure 3: Advantages of inhaled drug delivery for treating 
wel as for the clinical programme.
The overall approach to the choice of technology and 
One area of interest for DPIs is in inhaled antibiotics 
the device will depend on the company's business 
for the unmet medical need of treating cystic fibrosis, 
strategy. A big pharmaceutical, R&D based company 
a life threatening lung disease and several studies are 
will prefer to develop or use its own existing proprietary 
ongoing in this indication4. In 2010, Novartis gained 
technologies and will work on formulating the Active 
EU approval for a dry powder inhaler for tobramycin 
Pharmaceutical Ingredient (API) to fit the inhalation 
(TOBI® Podhaler®)5 and the FDA granted Orphan Drug 
drug delivery system. Smaller companies, if not 
Designation for a ciprofloxacin DPI6. 
specialized in inhalation drug therapy, will usually seek outside help from device manufacturers to find the 
Inhalation Technology – A breath of fresh air in drug delivery!
Develop the devices
Unit device
Early clinical 
2. Formulation to 
 match reference drug
➤ Trying to offer similar
single dose device
 inhalation technology
1. Formulation to fit in
"Our difficulty is to understand what criteria
 available devices
need to be 100% followed and on which on
we have margin".
"As we are a generics company we try to be
similar to the reference product, if the product
is in DPI, we would do DPI system".
Use different devices and
Reference drug manufacturer
technologies for benchmark
3. In-house or partner
 to develop device
Figure 4: Development processes for inhalation systems 
best available system for their drug (Figure 4). 
customers particularly appreciate the development and manufacturing support provided by Capsugel 
The considerations that influence the manufacturer's 
throughout the development and commercialization 
decision process when developing a DPI include 
process that ranges from 
dosing, performance, cost efficiency, device size, number of doses, and functionalities that can offer 
".consultation to services for development and 
added value and product differentiation in terms of 
manufacturing" R&D, Pharma company 
patient acceptability e.g. simple to use, eco-friendly, hygienic and portable (Figure 5). 
The choice of the capsule and capsule supplier is as important as the selection of the inhalation device in 
The most popular DPI technologies are either blister or 
terms of the technological suitability, patient needs, 
capsule based.7 Both delivery systems offer comparable 
product performance and possibilities for product 
performance in high accuracy dosing. However, blisters 
differentiation (e.g. device design, capsules branding). 
rely on more cumbersome, high precision devices 
Customisation of capsule-based inhalation systems 
for their administration. The blister devices tend not 
remains the most effective way of adding value and 
to be so popular with patients and seem to be more 
making the product stand out from its competitors.
expensive to produce compared to capsule systems.2,7 The advantage of blister based systems may be their suitability for highly moisture-sensitive products.
When the decision has been made to opt for a capsule-based system, a capsule supplier is the ideal development partner. A recent market survey found that Capsugel, the market leader in two piece capsules, was the first supplier mentioned by respondents.7 Researchers noted that existing 
Inhalation Technology – A breath of fresh air in drug delivery!
 CRITERIA
 LIMITING FACTORS
• Cost per dose
• Enhance administration of drug
• Protection of dose
• Lowest resistance to airflow• High lung deposition
Size of device depending on number of doses
Functionalities ➞ bring added value
and differentiation for patients
• Convenience of usage
• Number of manipulations
• Ease of loading the device
• Number of doses to be delivered
• Compliance of patient
Figure 5: Criteria for the development of an inhaled delivery system
Conclusions
Inhalation technology is used extensively for the local 
Nowadays, the ideal development partner for capsule 
treatment of chronic respiratory diseases such as 
systems has to offer both standardized inhaled delivery 
asthma and COPD and also in other indications such 
solutions for smaller pharmaceutical and generic 
as influenza or pain management that require a rapid 
companies or more original, tailor-made solutions for 
onset of action and can be treated systemically via the 
larger companies.
Whether it concerns a standard or tailor-made capsule 
The global market for pulmonary drug delivery is 
based inhalation system Capsugel assists customers with:
growing rapidly and is expected to reach US $37.7 
• Formulation and analytical development capabilities 
billion within the next five years with the US and Europe 
• Customization of capsules and device selection to 
accounting for 75% share. There is a move away from 
achieve performance targets
the traditional MDIs towards newer, more sophisticated 
• Laboratory scale manufacturing
DPIs reflecting the increased research into powder 
• Clinical supplies of placebos and comparators
formulations and innovations in particle engineering.8 Capsule-based devices in particular, offer many 
"Capsugel is widely used in the pharmaceutical 
benefits to patients in terms of precise dosing, ease 
market: big volume, big experience!" 
of use and dose visibility. The devices are hygienic to 
R&D director, Pharmaceutical company
use and simple to clean and are presented in attractive designs.
For manufacturers capsule-based DPI technology provides greater freedom to innovate and differentiate their products whilst benefiting from straightforward development, speed to market and efficiency in later manufacturing. In addition, capsule-based DPIs meet the practical requirements expressed by patients whilst ensuring effective treatment delivery. 
Inhalation Technology – A breath of fresh air in drug delivery!
1. Dry Powder Inhalation: Devices, Drugs, Therapeutics, 
5. Media Releases: Novartis receives EU approval 
Markets and Forecasts, Greystone Associates, July 2009.
recommendation for TOBI® Podhaler®, a fast and simple therapy that helps reduce treatment burden 
2. DPI Solutions – Overall landscape and patients' 
for cystic fibrosis patients, September 2010 
expectations, Market Research Study by Vision Critical for 
Capsugel, April 2011. 
6. Newsroom: FDA Grants Bayer HealthCare 
3. Lavorini F, Corrigan CJ, Barnes PJ, Dekhuijzen PR, Levy 
Pharmaceuticals Orphan Drug Designation for 
ML, Pedersen S, Roche N, Vincken W, Crompton GK; on 
Investigational Ciprofloxacin Dry Powder Inhaler for 
behalf of The Aerosol Drug Management Improvement 
the Treatment of Cystic Fibrosis, March 2010 
Team (ADMIT). Retail sales of inhalation devices in 
European countries: So much for a global policy. Respir Med. 2011 Jul;105(7):1099-1103. 
7. DPI Solutions – Overall landscape and clients' 
expectations, Market Research Study by Vision Critical 
4. Heijerman H et al. Inhaled medication and inhalation 
for Capsugel, January 2011. 
devices for lung disease in patients with cystic fibrosis: A European consensus J Cyst Fibros. 2009 Sep;8(5):295-
8. PRWeb. Global pulmonary drug delivery technologies 
report. March 2010.
T +32 3 890 05 11
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More information? Contact us at
[email protected] or +33 3 89 20 57 25
Source: http://capsugel.es/media/library/DPI_White_Paper_FINAL_Web.pdf
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